7.14 -0.16 (-2.19%)

55.01% Fall from 52W High

20.7M XNAS Volume

XNAS 04 Apr, 2025 5:30 PM (EDT)



Insider Trading disclosures for Riot Platforms Inc

The latest disclosure was made by Douglas Mouton in Riot Platforms Inc where a trade of 8,384 Common Stock done at an average price of $7.7 was reported to US exchanges on March 17, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Douglas Mouton Director Purchase of securities on an exchange or from another person at price $ 7.74 per share. 17 Mar 2025 8,384 20,384 (0%) 0% 7.7 64,892 Common Stock
Hannah Cho Director Sale of securities on an exchange or to another person at price $ 7.70 per share. 14 Mar 2025 12,000 59,265 (0%) 0% 7.7 92,400 Common Stock
Hubert Marleau Director Sale of securities on an exchange or to another person at price $ 9.58 per share. 03 Mar 2025 61,000 5,000 (0%) 0% 9.6 584,380 Common Stock
Jaime Leverton Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2025 12,000 12,000 - - Restricted Stock Units
Michael John Turner Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2025 12,000 12,000 (0%) 0% 0 Common Stock
Douglas Mouton Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Feb 2025 12,000 12,000 (0%) 0% 0 Common Stock
Jason Les Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 11.34 per share. 10 Dec 2024 50,000 1,019,911 (4%) 0% 11.3 567,000 Common Stock
Hannah Cho Director 18 Nov 2024 9,143 72,147 (0%) 0% 12.6 114,928 Common Stock
Hannah Cho Director 18 Nov 2024 882 71,265 (0%) 0% 12.6 11,096 Common Stock
Lance D'Ambrosio Director Sale of securities on an exchange or to another person at price $ 7.00 per share. 16 Sep 2024 25,000 44,441 (0%) 0% 7.0 175,035 Common Stock
Hubert Marleau Director 14 Aug 2024 17,861 66,000 (0%) 0% 7.7 137,530 Common Stock
Hannah Cho Director 07 Aug 2024 27,861 81,290 (0%) 0% 8.6 239,883 Common Stock
Hubert Marleau Director 01 Jul 2024 24,000 83,861 (0%) 0% 0 Common Stock
Lance D'Ambrosio Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 24,000 69,441 (0%) 0% 0 Common Stock
Benjamin Yi Director, EXECUTIVE CHAIRMAN Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 753,768 8,217,662 (33%) 3% 0 Common Stock
Benjamin Yi Director, EXECUTIVE CHAIRMAN Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 376,884 7,463,894 (30%) 1% 0 Common Stock
Jason Les Director, CHIEF EXECUTIVE OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 376,884 6,601,086 (26%) 1% 0 Common Stock
Jason Les Director, CHIEF EXECUTIVE OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 753,768 7,354,854 (29%) 3% 0 Common Stock
Jason Les Director, CHIEF EXECUTIVE OFFICER Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.95 per share. 01 Jul 2024 32,498 6,224,202 (25%) 0% 9.9 323,355 Common Stock
Hannah Cho Director 01 Jul 2024 24,000 109,151 (0%) 0% 0 Common Stock
Ryan D. Werner SVP, CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 150,752 654,826 (2%) 0% 0 Common Stock
Ryan D. Werner SVP, CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 75,376 504,074 (2%) 0% 0 Common Stock
Ryan D. Werner SVP, CAO Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.95 per share. 01 Jul 2024 2,823 428,698 (1%) 0% 10.0 28,089 Common Stock
William Richard Jackman EVP, GENERAL COUNSEL Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 251,256 2,006,813 (8%) 1% 0 Common Stock
William Richard Jackman EVP, GENERAL COUNSEL Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 502,512 2,509,325 (10%) 2% 0 Common Stock
Colin Yee EVP, CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Jul 2024 41,071 1,328,568 - - Restricted Stock Units
Colin Yee EVP, CFO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Jul 2024 41,071 203,077 (0%) 0% 0 Common Stock
Colin Yee EVP, CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 502,512 2,082,336 - - Restricted Stock Units
Colin Yee EVP, CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 251,256 1,579,824 - - Restricted Stock Units
Jason Chung EVP, CORP DEV Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 251,256 1,916,293 (7%) 1% 0 Common Stock
Jason Chung EVP, CORP DEV Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 502,512 2,418,805 (9%) 2% 0 Common Stock
Stephen Howell COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 125,628 571,874 (2%) 0% 0 Common Stock
Stephen Howell COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jul 2024 251,256 823,130 (3%) 1% 0 Common Stock
Stephen Howell COO Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.95 per share. 01 Jul 2024 3,188 446,246 (1%) 0% 10.0 31,721 Common Stock
Jason Les Director, CHIEF EXECUTIVE OFFICER Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.75 per share. 01 Jun 2024 797,890 6,256,700 (25%) 3% 9.8 7,779,428 Common Stock
Ryan D. Werner SVP, CAO Payment of exercise price or tax liability using portion of securities received from the company at price $ 9.75 per share. 01 Jun 2024 31,238 431,521 (1%) 0% 9.8 304,571 Common Stock
Ryan D. Werner SVP, CAO Sale of securities on an exchange or to another person at price $ 11.15 per share. 15 Mar 2024 35,000 462,759 (1%) 0% 11.2 390,250 Common Stock
Hannah Cho Director 28 Feb 2024 15,000 85,151 (0%) 0% 17.4 261,300 Common Stock
D. Ryan Werner SVP, CAO Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.73 per share. 22 Feb 2024 4,912 633,757 (2%) 0% 15.7 77,266 Common Stock
William Jackman Richard EVP, GENERAL COUNSEL Sale or transfer of securities back to the company at price $ 0.00 per share. 22 Feb 2024 192,000 1,755,557 (7%) 0% 0 Common Stock
D. Werner Ryan SVP, CAO Sale or transfer of securities back to the company at price $ 0.00 per share. 22 Feb 2024 135,998 497,759 (2%) 0% 0 Common Stock
Benjamin Yi Director, EXECUTIVE CHAIRMAN Sale or transfer of securities back to the company at price $ 0.00 per share. 22 Feb 2024 298,334 7,087,010 (28%) 1% 0 Common Stock
Chung Jason EVP, CORP DEV Sale or transfer of securities back to the company at price $ 0.00 per share. 22 Feb 2024 192,000 1,665,037 (6%) 0% 0 Common Stock
Jason Les Director, CHIEF EXECUTIVE OFFICER Payment of exercise price or tax liability using portion of securities received from the company at price $ 15.73 per share. 22 Feb 2024 15,754 7,352,924 (29%) 0% 15.7 247,810 Common Stock
Colin Yee EVP, CFO Sale or transfer of securities back to the company at price $ 0.00 per share. 22 Feb 2024 192,000 162,006 (0%) 0% 0 Common Stock
Jason Les Director, CHIEF EXECUTIVE OFFICER Sale or transfer of securities back to the company at price $ 0.00 per share. 22 Feb 2024 298,334 7,054,590 (28%) 1% 0 Common Stock
Yi Benjamin Director, EXECUTIVE CHAIRMAN Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2024 5,000,000 7,385,344 (29%) 20% 0 Common Stock
William Jackman Richard EVP, GENERAL COUNSEL Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2024 1,000,000 1,947,557 (7%) 4% 0 Common Stock
Colin Yee EVP, CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2024 1,000,000 1,369,639 - - Restricted Stock Units
Ryan D. Werner SVP, CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2024 300,000 638,669 (2%) 1% 0 Common Stock
Jason Chung EVP, CORP DEV Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2024 1,000,000 1,857,037 (7%) 4% 0 Common Stock
Les Jason Director, CHIEF EXECUTIVE OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Jan 2024 5,000,000 7,368,678 (29%) 20% 0 Common Stock
Jason Les Director, CHIEF EXECUTIVE OFFICER Gift of securities by or to the insider at price $ 0.00 per share. 31 Dec 2023 25,000 1,021,867 (4%) 0% 0 Common Stock
Lance D'Ambrosio Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2023 32,000 45,441 (0%) 0% 0 Common Stock
Hannah Cho Director 29 Dec 2023 32,000 100,150 (0%) 0% 0 Common Stock
Hubert Marleau Director 29 Dec 2023 32,000 59,860 (0%) 0% 0 Common Stock
Richard Jackman William EVP, GENERAL COUNSEL Sale of securities on an exchange or to another person at price $ 15.68 per share. 08 Dec 2023 57,000 947,557 (3%) 0% 15.7 893,669 Common Stock
Hubert Marleau Director 17 Aug 2023 51,165 27,860 (0%) 0% 12.3 628,306 Common Stock
Lance D'Ambrosio Director Sale of securities on an exchange or to another person at price $ 19.16 per share. 17 Jul 2023 26,000 13,441 (0%) 0% 19.2 498,160 Common Stock
Benjamin Yi Director, EXECUTIVE CHAIRMAN Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2023 184,820 3,015,704 (12%) 0% 0 Common Stock
Benjamin Yi Director, EXECUTIVE CHAIRMAN Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2023 369,640 3,385,344 (13%) 1% 0 Common Stock
Jason Les Director, CHIEF EXECUTIVE OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2023 184,820 2,023,749 (8%) 0% 0 Common Stock
Jason Les Director, CHIEF EXECUTIVE OFFICER Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2023 369,640 2,393,389 (9%) 1% 0 Common Stock
Ryan D. Werner SVP, CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2023 19,714 299,241 (1%) 0% 0 Common Stock
Ryan D. Werner SVP, CAO Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2023 39,428 338,669 (1%) 0% 0 Common Stock
William Richard Jackman EVP, GENERAL COUNSEL Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2023 123,213 758,131 (3%) 0% 0 Common Stock
William Richard Jackman EVP, GENERAL COUNSEL Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2023 246,426 1,004,557 (4%) 0% 0 Common Stock
Colin Yee EVP, CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2023 246,426 246,426 - - Restricted Stock Units
Colin Yee EVP, CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2023 123,213 369,639 - - Restricted Stock Units
Jason Les Director, CHIEF EXECUTIVE OFFICER Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.86 per share. 10 Jul 2023 8,622 1,838,929 (7%) 0% 16.9 145,367 Common Stock
Ryan D. Werner SVP, CAO Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.86 per share. 10 Jul 2023 3,272 279,527 (1%) 0% 16.9 55,166 Common Stock
William Richard Jackman EVP, GENERAL COUNSEL Sale of securities on an exchange or to another person at price $ 12.13 per share. 02 Jun 2023 371,471 634,918 (2%) 1% 12.1 4,505,943 Common Stock
Benjamin Yi Director, EXECUTIVE CHAIRMAN Sale of securities on an exchange or to another person at price $ 11.70 per share. 01 Jun 2023 435,833 2,880,935 (11%) 1% 11.7 5,099,246 Common Stock
Benjamin Yi Director, EXECUTIVE CHAIRMAN Sale of securities on an exchange or to another person at price $ 12.02 per share. 01 Jun 2023 274,696 3,316,768 (13%) 1% 12.0 3,301,846 Common Stock
Benjamin Yi Director, EXECUTIVE CHAIRMAN Sale of securities on an exchange or to another person at price $ 12.49 per share. 01 Jun 2023 50,051 2,830,884 (11%) 0% 12.5 625,137 Common Stock
Jason Les Director, CHIEF EXECUTIVE OFFICER Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.41 per share. 01 Jun 2023 767,478 2,565,957 (10%) 3% 12.4 9,524,402 Common Stock
Jason Les Director, CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 11.63 per share. 01 Jun 2023 50,000 356,794 (1%) 0% 11.6 581,500 Common Stock
Jason Les Director, CHIEF EXECUTIVE OFFICER Gift of securities by or to the insider at price $ 0.00 per share. 01 Jun 2023 5,000 351,794 (1%) 0% 0 Common Stock
Ryan D. Werner SVP, CAO Sale of securities on an exchange or to another person at price $ 11.92 per share. 31 May 2023 22,333 313,386 (1%) 0% 11.9 266,209 Common Stock
Ryan D. Werner SVP, CAO Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.41 per share. 31 May 2023 30,587 282,799 (1%) 0% 12.4 379,585 Common Stock
Hannah Cho Director 30 May 2023 14,000 68,150 (0%) 0% 12.3 171,640 Common Stock
Jason Les CHIEF EXECUTIVE OFFICER Gift of securities by or to the insider at price $ 0.00 per share. 25 May 2023 5,000 406,794 (1%) 0% 0 Common Stock
Jason Les CHIEF EXECUTIVE OFFICER Sale of securities on an exchange or to another person at price $ 10.83 per share. 25 May 2023 50,000 411,794 (1%) 0% 10.8 541,500 Common Stock
Colin Yee CFO Sale of securities on an exchange or to another person at price $ 10.93 per share. 25 May 2023 50,283 354,006 (1%) 0% 10.9 549,593 Common Stock
Lance D'Ambrosio Director Gift of securities by or to the insider at price $ 0.00 per share. 17 Apr 2023 4,000 39,441 (0%) 0% 0 Common Stock
Lance D'Ambrosio Director Sale of securities on an exchange or to another person at price $ 12.51 per share. 17 Apr 2023 26,000 43,441 (0%) 0% 12.5 325,260 Common Stock
Colin Yee CFO Payment of exercise price or tax liability using portion of securities received from the company at price $ 12.35 per share. 12 Apr 2023 6,285 404,289 (1%) 0% 12.4 77,620 Common Stock
Hubert Marleau Director 01 Apr 2023 13,930 79,025 (0%) 0% 10.0 139,161 Common Stock
Hannah Cho Director 01 Apr 2023 13,930 82,150 (0%) 0% 10.0 139,161 Common Stock
Chad Everett Harris (SEE REMARKS) Sale or transfer of securities back to the company at price $ 0.00 per share. 01 Feb 2023 742,942 232,400 (0%) 2% 0 Common Stock
Chad Everett Harris (SEE REMARKS) Sale or transfer of securities back to the company at price $ 0.00 per share. 01 Feb 2023 218,000 14,400 (0%) 0% 0 Common Stock
Lance D'Ambrosio Director Sale of securities on an exchange or to another person at price $ 6.39 per share. 17 Jan 2023 26,000 69,441 (0%) 0% 6.4 166,101 Common Stock
Jeffrey G. Mcgonegal Senior Advisor Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.22 per share. 11 Jan 2023 13,200 876,280 (3%) 0% 4.2 55,704 Common Stock
Jason Les Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.22 per share. 11 Jan 2023 16,667 3,333,435 (13%) 0% 4.2 70,335 Common Stock
Ryan D. Werner SVP, CAO Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.22 per share. 11 Jan 2023 7,200 335,719 (1%) 0% 4.2 30,384 Common Stock
Chad Everett Harris EVP, CCO Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.22 per share. 11 Jan 2023 9,600 975,342 (3%) 0% 4.2 40,512 Common Stock
William Richard Jackman EVP & General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 4.22 per share. 11 Jan 2023 12,000 1,006,389 (4%) 0% 4.2 50,640 Common Stock
Hubert Marleau Director 31 Dec 2022 15,493 92,955 (0%) 0% 3.4 52,521 Common Stock
Hannah Cho Director 31 Dec 2022 15,493 96,080 (0%) 0% 3.4 52,521 Common Stock
William Richard Jackman EVP & General Counsel Sale of securities on an exchange or to another person at price $ 4.00 per share. 15 Dec 2022 25,000 1,018,389 (4%) 0% 4 100,000 Common Stock
Chad Everett Harris EVP, CCO Sale of securities on an exchange or to another person at price $ 4.15 per share. 07 Dec 2022 75,565 984,942 (3%) 0% 4.2 313,595 Common Stock
Lance D'Ambrosio Director Sale of securities on an exchange or to another person at price $ 6.97 per share. 31 Oct 2022 26,000 95,441 (0%) 0% 7.0 181,220 Common Stock
Hubert Marleau Director 30 Sep 2022 13,930 108,448 (0%) 0% 7.0 97,649 Common Stock
Hubert Marleau Director 30 Sep 2022 1,563 122,378 (0%) 0% 7.0 10,957 Common Stock
Hannah Cho Director 30 Sep 2022 1,563 125,503 (0%) 0% 7.0 10,957 Common Stock
Hannah Cho Director 30 Sep 2022 13,930 111,573 (0%) 0% 7.0 97,649 Common Stock
Jeffrey G. Mcgonegal CFO (Former - See Remarks) Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 323,334 666,597 (2%) 1% 0 Common Stock
Jeffrey G. Mcgonegal CFO (Former - See Remarks) Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 323,334 0 - - Restricted Stock Units
Jeffrey G. Mcgonegal CFO (Former - See Remarks) Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2022 222,883 889,480 (3%) 0% 0 Common Stock
Hubert Marleau Director 27 Sep 2022 111,441 123,941 (0%) 0% 0 Common Stock
Hubert Marleau Director 27 Sep 2022 6,250 12,500 (0%) 0% 0 Common Stock
Hubert Marleau Director 27 Sep 2022 6,250 6,250 (0%) 0% 0 Common Stock
Hubert Marleau Director 27 Sep 2022 6,250 0 - - Restricted Stock Units
Hubert Marleau Director 27 Sep 2022 6,250 6,250 - - Restricted Stock Units
Lance D'Ambrosio Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2022 111,441 121,441 (0%) 0% 0 Common Stock
Lance D'Ambrosio Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 6,250 10,000 (0%) 0% 0 Common Stock
Lance D'Ambrosio Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 6,250 0 - - Restricted Stock Units
Benjamin Yi Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2022 2,971,768 3,591,464 (14%) 11% 0 Common Stock
Benjamin Yi Director, Executive Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 378,334 0 - - Restricted Stock Units
Benjamin Yi Director, Executive Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 3,750 196,696 (0%) 0% 0 Common Stock
Benjamin Yi Director, Executive Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 44,666 241,362 (0%) 0% 0 Common Stock
Benjamin Yi Director, Executive Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 378,334 619,696 (2%) 1% 0 Common Stock
Benjamin Yi Director, Executive Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 3,750 423,000 - - Restricted Stock Units
Benjamin Yi Director, Executive Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 44,666 378,334 - - Restricted Stock Units
Jason Les Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 378,334 0 - - Restricted Stock Units
Jason Les Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 46,666 0 - - Restricted Stock Units
Jason Les Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2022 2,971,768 3,811,896 (15%) 11% 0 Common Stock
Jason Les Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 378,334 840,128 (3%) 1% 0 Common Stock
Jason Les Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 6.22 per share. 27 Sep 2022 23,333 461,794 (1%) 0% 6.2 145,131 Common Stock
Jason Les Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 46,666 485,127 (1%) 0% 0 Common Stock
Hannah Cho Director 27 Sep 2022 3,125 9,375 (0%) 0% 6.2 19,438 Common Stock
Hannah Cho Director 27 Sep 2022 6,250 0 - - Restricted Stock Units
Hannah Cho Director 27 Sep 2022 6,250 6,250 - - Restricted Stock Units
Hannah Cho Director 27 Sep 2022 111,411 127,066 (0%) 0% 0 Common Stock
Hannah Cho Director 27 Sep 2022 6,250 15,625 (0%) 0% 0 Common Stock
Hannah Cho Director 27 Sep 2022 6,250 12,500 (0%) 0% 0 Common Stock
Ryan D. Werner SVP, CAO (See Remarks) Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 86,000 108,333 (0%) 0% 0 Common Stock
Ryan D. Werner SVP, CAO (See Remarks) Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 86,000 0 - - Restricted Stock Units
Ryan D. Werner SVP, CAO (See Remarks) Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2022 148,588 256,921 (1%) 0% 0 Common Stock
Ryan D. Werner SVP, CAO (See Remarks) Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2022 85,998 342,919 (1%) 0% 0 Common Stock
Chad Everett Harris EVP, CCO (See Remarks) Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2022 742,942 1,060,507 (4%) 2% 0 Common Stock
Chad Everett Harris EVP, CCO (See Remarks) Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 242,000 0 - - Restricted Stock Units
Chad Everett Harris EVP, CCO (See Remarks) Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 242,000 317,565 (1%) 0% 0 Common Stock
William Richard Jackman EVP & General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2022 742,942 1,043,389 (4%) 2% 0 Common Stock
William Richard Jackman EVP & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 242,000 300,447 (1%) 0% 0 Common Stock
William Richard Jackman EVP & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 242,000 0 - - Restricted Stock Units
Colin Yee Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 87,995 94,280 (0%) 0% 0 Common Stock
Colin Yee Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2022 74,294 410,574 (1%) 0% 0 Common Stock
Colin Yee Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 87,995 242,000 - - Restricted Stock Units
Colin Yee Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 242,000 0 - - Restricted Stock Units
Colin Yee Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 27 Sep 2022 242,000 336,280 (1%) 0% 0 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.26 per share. 12 Sep 2022 3,963 343,236 (1%) 0% 8.3 32,734 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Sep 2022 9,666 5,000 - - Restricted Stock Units
Jeffrey G. Mcgonegal Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Sep 2022 9,666 347,199 (1%) 0% 0 Common Stock
William Richard Jackman EVP & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Sep 2022 5,315 0 - - Restricted Stock Units
William Richard Jackman EVP & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Sep 2022 50,000 5,315 - - Restricted Stock Units
William Richard Jackman EVP & General Counsel Payment of exercise price or tax liability using portion of securities received from the company at price $ 8.26 per share. 12 Sep 2022 27,657 58,447 (0%) 0% 8.3 228,447 Common Stock
William Richard Jackman EVP & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 12 Sep 2022 55,315 86,104 (0%) 0% 0 Common Stock
Lance D'Ambrosio Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Aug 2022 11,250 13,750 (0%) 0% 0 Common Stock
Lance D'Ambrosio Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Aug 2022 11,250 6,250 - - Restricted Stock Units
William Richard Jackman EVP & General Counsel Sale or transfer of securities back to the company at price $ 7.32 per share. 02 Aug 2022 6,000 30,789 (0%) 0% 7.3 43,920 Common Stock
William Richard Jackman EVP & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Aug 2022 12,000 55,321 - - Restricted Stock Units
William Richard Jackman EVP & General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 02 Aug 2022 12,000 36,789 (0%) 0% 0 Common Stock
Chad Everett Harris EVP, CCO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Jul 2022 2,488 58,111 (0%) 0% 0 Common Stock
Chad Everett Harris EVP, CCO Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.57 per share. 19 Jul 2022 746 57,365 (0%) 0% 5.6 4,155 Common Stock
Chad Everett Harris EVP, CCO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Jul 2022 26,000 83,365 (0%) 0% 0 Common Stock
Chad Everett Harris EVP, CCO Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.57 per share. 19 Jul 2022 7,800 75,565 (0%) 0% 5.6 43,446 Common Stock
Chad Everett Harris EVP, CCO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Jul 2022 2,488 26,000 - - Restricted Stock Units
Chad Everett Harris EVP, CCO Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 19 Jul 2022 26,000 0 - - Restricted Stock Units
Jeffrey G. Mcgonegal Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2022 14,666 14,666 - - Restricted Stock Units
Lyle Joseph Theriot See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Jul 2022 12,000 28,488 - - Restricted Stock Units
Megan M. Brooks [See Remarks] Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jun 2022 25,000 158,162 (0%) 0% 0 Common Stock
Megan M. Brooks [See Remarks] Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jun 2022 25,000 28,000 - - Restricted Stock Units
Megan M. Brooks [See Remarks] Payment of exercise price or tax liability using portion of securities received from the company at price $ 5.17 per share. 14 Jun 2022 7,500 150,662 (0%) 0% 5.2 38,775 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.97 per share. 17 May 2022 4,100 297,413 (1%) 0% 8.0 32,677 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 May 2022 68,000 0 - - Resctricted Stock Units
Jeffrey G. Mcgonegal Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 May 2022 10,000 0 - - Restricted Stock Units
Jeffrey G. Mcgonegal Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.97 per share. 17 May 2022 27,880 337,533 (1%) 0% 8.0 222,204 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 May 2022 68,000 365,413 (1%) 0% 0 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 May 2022 10,000 301,513 (1%) 0% 0 Common Stock
Megan M. Brooks [See Remarks] Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 May 2022 25,000 140,662 (0%) 0% 0 Common Stock
Megan M. Brooks [See Remarks] Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 May 2022 25,000 53,000 - - Restricted Stock Units
Megan M. Brooks [See Remarks] Payment of exercise price or tax liability using portion of securities received from the company at price $ 7.31 per share. 17 May 2022 7,500 133,162 (0%) 0% 7.3 54,825 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Apr 2022 24,000 73,000 - - Restricted Stock Units
Benjamin Yi Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Apr 2022 30,000 33,750 - - Restricted Stock Units
Jason Les Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Apr 2022 30,000 30,000 - - Restricted Stock Units
Megan M. Brooks [See Remarks] Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Apr 2022 20,000 101,000 - - Restricted Stock Units
Lyle Joseph Theriot see Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Apr 2022 14,000 16,488 - - Restricted Stock Units
Chad Everett Harris see Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Apr 2022 14,000 16,488 - - Restricted Stock Units
William Richard Jackman General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Apr 2022 14,000 55,321 - - Restricted Stock Units
Hubert Marleau Director 07 Apr 2022 2,500 0 (0%) 0% 17.7 44,325 Common Stock
Megan M. Brooks Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Apr 2022 75,000 81,000 - - Restricited Stock Units
Hubert Marleau Director 16 Mar 2022 2,500 2,500 (0%) 0% 0 Common Stock
Lance D'Ambrosio Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Mar 2022 2,500 17,500 - - Restricted Stock Units
Lance D'Ambrosio Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Mar 2022 2,500 2,500 (0%) 0% 0 Common Stock
Hannah Cho Director 16 Mar 2022 1,250 6,250 (0%) 0% 14.2 17,700 Common Stock
Hannah Cho Director 16 Mar 2022 2,500 7,500 (0%) 0% 0 Common Stock
Hannah Cho Director 16 Mar 2022 2,500 12,500 - - Restricted Stock Units
William Richard Jackman General Counsel Sale or transfer of securities back to the company at price $ 14.16 per share. 16 Mar 2022 1,063 24,789 (0%) 0% 14.2 15,052 Common Stock
William Richard Jackman General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Mar 2022 2,658 41,321 - - Restricted Stock Unit
William Richard Jackman General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Mar 2022 2,658 25,852 (0%) 0% 0 Common Stock
Benjamin Yi Director, Executive Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Feb 2022 100,000 116,500 (0%) 0% 0 Common Stock
Benjamin Yi Director, Executive Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Feb 2022 248,892 3,750 - - Restricted Stock Units
Benjamin Yi Director, Executive Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Feb 2022 100,000 252,642 - - Restricted Stock Units
Benjamin Yi Director, Executive Chairman Sale or transfer of securities back to the company at price $ 19.73 per share. 17 Feb 2022 124,446 190,946 (0%) 0% 19.7 2,455,320 Common Stock
Benjamin Yi Director, Executive Chairman Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Feb 2022 248,892 315,392 (1%) 1% 0 Common Stock
Benjamin Yi Director, Executive Chairman Sale or transfer of securities back to the company at price $ 19.73 per share. 17 Feb 2022 50,000 66,500 (0%) 0% 19.7 986,500 Common Stock
Jason Les Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Feb 2022 244,867 0 - - Restricted Stock Units
Jason Les Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Feb 2022 100,000 366,027 (1%) 0% 0 Common Stock
Jason Les Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.73 per share. 17 Feb 2022 50,000 316,027 (1%) 0% 19.7 986,500 Common Stock
Jason Les Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Feb 2022 244,867 560,894 (2%) 0% 0 Common Stock
Jason Les Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.73 per share. 17 Feb 2022 122,433 438,461 (1%) 0% 19.7 2,415,603 Common Stock
Jason Les Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Feb 2022 100,000 244,867 - - Restricted Stock Units
Megan M. Brooks Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Feb 2022 40,000 109,462 (0%) 0% 0 Common Stock
Megan M. Brooks Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Feb 2022 3,000 6,000 - - Restricted Stock Units
Megan M. Brooks Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Feb 2022 40,000 9,000 - - Restricted Stock Units
Megan M. Brooks Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.73 per share. 17 Feb 2022 900 99,562 (0%) 0% 19.7 17,757 Common Stock
Megan M. Brooks Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 17 Feb 2022 3,000 100,462 (0%) 0% 0 Common Stock
Megan M. Brooks Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.73 per share. 17 Feb 2022 12,000 97,462 (0%) 0% 19.7 236,760 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 44,000 49,000 - - Restricted Stock Units
Benjamin Yi Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 50,000 352,642 - - Restricted Stock Units
Jason Les Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 50,000 344,867 - - Restricted Stock Units
Megan M. Brooks Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 40,000 49,000 - - Restricted Stock Units
Lyle Joseph Theriot see Remarks Payment of exercise price or tax liability using portion of securities received from the company at price $ 20.68 per share. 14 Jan 2022 746 55,623 (0%) 0% 20.7 15,427 Common Stock
Lyle Joseph Theriot see Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jan 2022 2,487 56,369 (0%) 0% 0 Common Stock
Lyle Joseph Theriot see Remarks Payment of exercise price or tax liability using portion of securities received from the company at price $ 20.68 per share. 14 Jan 2022 12,600 53,882 (0%) 0% 20.7 260,568 Common Stock
Lyle Joseph Theriot see Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jan 2022 42,000 66,482 (0%) 0% 0 Common Stock
Lyle Joseph Theriot see Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jan 2022 2,487 2,488 - - Restricted Stock Unit
Lyle Joseph Theriot see Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jan 2022 42,000 4,975 - - Restricted Stock Units
Lyle Joseph Theriot see Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 36,000 46,975 - - Restricted Stock Units
Chad Everett Harris see Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jan 2022 42,000 4,975 - - Common Stock
Chad Everett Harris see Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jan 2022 2,487 2,488 - - Restricted Stock Units
Chad Everett Harris see Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 36,000 44,487 - - Restricted Stock Units
Chad Everett Harris see Remarks Payment of exercise price or tax liability using portion of securities received from the company at price $ 21.13 per share. 14 Jan 2022 746 55,623 (0%) 0% 21.1 15,763 Common Stock
Chad Everett Harris see Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jan 2022 2,487 56,369 (0%) 0% 0 Common Stock
Chad Everett Harris see Remarks Payment of exercise price or tax liability using portion of securities received from the company at price $ 21.13 per share. 14 Jan 2022 12,600 53,882 (0%) 0% 21.1 266,238 Common Stock
Chad Everett Harris see Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 14 Jan 2022 42,000 66,482 (0%) 0% 0 Common Stock
William Richard Jackman General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 14 Jan 2022 36,000 43,973 - - Restricted Stock Units
Hubert Marleau Director 10 Jan 2022 12,500 15,000 - - Restricted Stock Units
Lance D'Ambrosio Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jan 2022 12,500 20,000 - - Restricted Stock Units
Hannah Cho Director 10 Jan 2022 12,500 15,000 - - Restricted Stock Units
Hubert Marleau Director 15 Dec 2021 10,000 0 (0%) 0% 23.4 233,500 Common Stock
Megan M. Brooks Chief Operating Officer Sale of securities on an exchange or to another person at price $ 25.91 per share. 15 Dec 2021 5,000 69,462 (0%) 0% 25.9 129,550 Common Stock
Lance D'Ambrosio Director Sale of securities on an exchange or to another person at price $ 24.98 per share. 13 Dec 2021 5,000 0 (0%) 0% 25.0 124,900 Common Stock
Hubert Marleau Director 06 Dec 2021 10,000 10,000 (0%) 0% 0 Common Stock
Hubert Marleau Director 06 Dec 2021 10,000 2,500 - - Restricted Stock Units
Lance D'Ambrosio Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Dec 2021 5,000 5,000 (0%) 0% 0 Common Stock
Lance D'Ambrosio Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 06 Dec 2021 5,000 7,500 - - Restricted Stock Units
Hannah Cho Director 06 Dec 2021 10,000 2,500 - - Restricted Stock Units
Hannah Cho Director 06 Dec 2021 10,000 10,000 (0%) 0% 0 Common Stock
Hannah Cho Director 06 Dec 2021 5,000 5,000 (0%) 0% 28.6 143,200 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 28.64 per share. 03 Dec 2021 1,714 341,513 (1%) 0% 28.6 49,089 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 4.09 per share. 03 Dec 2021 12,000 343,227 (1%) 0% 4.1 49,080 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 28.64 per share. 03 Dec 2021 4,100 331,227 (1%) 0% 28.6 117,424 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Dec 2021 10,000 335,327 (1%) 0% 0 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 28.64 per share. 03 Dec 2021 18,040 325,327 (1%) 0% 28.6 516,666 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Dec 2021 44,000 343,367 (1%) 0% 0 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Sale of securities on an exchange or to another person at price $ 28.00 per share. 03 Dec 2021 50,000 291,513 (1%) 0% 28 1,400,000 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Dec 2021 12,000 0 - - Employee Stock Option (Right to Buy)
Jeffrey G. Mcgonegal Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Dec 2021 10,000 5,000 - - Restricted Stock Units
Jeffrey G. Mcgonegal Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Dec 2021 44,000 15,000 - - Restricted Stock Units
Jeffrey G. Mcgonegal Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Dec 2021 7,333 59,000 - - Restricted Stock Units
Benjamin Yi Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Dec 2021 8,333 302,642 - - Restricted Stock Units
Jason Les Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Dec 2021 8,333 357,367 - - Restricted Stock Units
Jason Les Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Dec 2021 12,500 272,277 (1%) 0% 0 Common Stock
Jason Les Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 28.64 per share. 03 Dec 2021 25,000 259,777 (1%) 0% 28.6 716,000 Common Stock
Jason Les Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Dec 2021 50,000 284,777 (1%) 0% 0 Common Stock
Jason Les Director, Chief Executive Officer Gift of securities by or to the insider at price $ 0.00 per share. 03 Dec 2021 3,000 234,777 (0%) 0% 0 Common Stock
Jason Les Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Dec 2021 50,000 307,367 - - Restricted Stock Units
Jason Les Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Dec 2021 12,500 294,867 - - Restricted Stock Units
Jason Les Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 28.64 per share. 03 Dec 2021 6,250 266,027 (1%) 0% 28.6 179,000 Common Stock
Megan M. Brooks Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 28.64 per share. 03 Dec 2021 11,999 72,462 (0%) 0% 28.6 343,651 Common Stock
Megan M. Brooks Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Dec 2021 39,999 84,461 (0%) 0% 0 Common Stock
Megan M. Brooks Chief Operating Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 28.64 per share. 03 Dec 2021 900 74,462 (0%) 0% 28.6 25,776 Common Stock
Megan M. Brooks Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Dec 2021 3,000 75,462 (0%) 0% 0 Common Stock
Megan M. Brooks Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Dec 2021 3,000 9,000 - - Restricted Stock Units
Megan M. Brooks Chief Operating Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Dec 2021 39,999 12,000 - - Restricted Stock Units
Megan M. Brooks Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Dec 2021 6,666 51,999 - - Restricted Stock Units
Lyle Joseph Theriot See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Dec 2021 6,000 10,975 - - Restricted Stock Units
Chad Everett Harris See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Dec 2021 6,000 10,975 - - Restricted Stock Units
William Richard Jackman General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Dec 2021 6,000 46,630 - - Restricted Stock Units
William Richard Jackman General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Dec 2021 36,000 36,000 (0%) 0% 0 Common Stock
William Richard Jackman General Counsel Sale or transfer of securities back to the company at price $ 28.64 per share. 03 Dec 2021 14,400 21,600 (0%) 0% 28.6 412,416 Common Stock
William Richard Jackman General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Dec 2021 2,657 24,257 (0%) 0% 0 Common Stock
William Richard Jackman General Counsel Sale or transfer of securities back to the company at price $ 28.64 per share. 03 Dec 2021 1,063 23,194 (0%) 0% 28.6 30,444 Common Stock
William Richard Jackman General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Dec 2021 36,000 10,630 - - Restricted Stock Units
William Richard Jackman General Counsel Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Dec 2021 2,657 7,973 - - Restricted Stock Units
Megan M. Brooks Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Nov 2021 6,000 45,333 - - Restricted Stock Units
Lyle Joseph Theriot see Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Oct 2021 34,974 4,975 - - Restricted Stock Units
Lyle Joseph Theriot see Remarks Payment of exercise price or tax liability using portion of securities received from the company at price $ 25.25 per share. 13 Oct 2021 10,492 24,482 (0%) 0% 25.3 264,923 Common Stock
Lyle Joseph Theriot see Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Oct 2021 34,974 34,974 (0%) 0% 0 Common Stock
Chad Everett Harris see Remarks Payment of exercise price or tax liability using portion of securities received from the company at price $ 25.25 per share. 13 Oct 2021 10,492 24,482 (0%) 0% 25.3 264,923 Common Stock
Chad Everett Harris see Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Oct 2021 34,974 4,975 - - Restricted Stock Units
Chad Everett Harris see Remarks Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 Oct 2021 34,974 34,974 (0%) 0% 0 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Aug 2021 36,667 51,667 - - Restricted Stock Units
Benjamin Yi Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Aug 2021 41,667 294,309 - - Restricted Stock Units
Jason Les Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Aug 2021 41,667 349,034 - - Restricted Stock Units
Megan M. Brooks Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Aug 2021 33,333 39,333 - - Restricted Stock Units
Lyle Joseph Theriot See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Aug 2021 30,000 39,949 - - Restricted Stock Units
Chad Everett Harris See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Aug 2021 30,000 39,949 - - Restricted Stock Units
William Richard Jackman General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Aug 2021 30,000 40,630 - - Restricted Stock Units
William Richard Jackman General Counsel Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jul 2021 10,630 10,630 - - Restricted Stock Units
Jason Les Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 31.44 per share. 10 Jun 2021 26,144 238,478 (0%) 0% 31.4 821,967 Common Stock
Jason Les Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 31.45 per share. 10 Jun 2021 701 237,777 (0%) 0% 31.4 22,046 Common Stock
Jason Les Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 31.08 per share. 10 Jun 2021 23,155 264,622 (1%) 0% 31.1 719,657 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 27.13 per share. 01 Jun 2021 1,500 299,367 (1%) 0% 27.1 40,695 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Jun 2021 5,000 27,000 - - Restricted Stock Units
Jeffrey G. Mcgonegal Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 01 Jun 2021 5,000 300,867 (1%) 0% - Common Stock
Lance D'Ambrosio Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 May 2021 12,500 12,500 - - Restricted Stock Units
Lyle Joseph Theriot Subsidiary Officer See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 May 2021 9,949 9,949 - - Restricted Stock Units
Chad Everett Harris Subsidiary Officer See Remarks Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 May 2021 9,949 9,949 - - Restricted Stock Units
Benjamin Yi Director, Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 May 2021 15,000 252,642 - - Restricted Stock Award
Jason Les Director, Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 38.48 per share. 26 Apr 2021 1,875 287,777 (1%) 0% 38.5 72,150 Common Stock
Jason Les Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Apr 2021 6,250 307,367 - - Restricted Stock Units
Jason Les Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 26 Apr 2021 6,250 289,652 (1%) 0% - Common Stock
Megan M. Brooks Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Apr 2021 6,000 6,000 - - Restricted Stock Units
Hannah Cho Director 17 Feb 2021 12,500 12,500 - - Restricted Stock Units
Hubert Marleau Director 09 Feb 2021 12,500 12,500 - - Restricted Stock Units
Benjamin Yi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Feb 2021 10,000 237,642 - - Restricted Stock Units
Jeffrey G. Mcgonegal Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Feb 2021 104,895 327,336 (1%) 0% - Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Feb 2021 20,000 32,000 - - Restricted Stock Units
Jeffrey G. Mcgonegal Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 08 Feb 2021 104,895 12,000 - - Restricted Stock Units
Jeffrey G. Mcgonegal Chief Financial Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 23.36 per share. 08 Feb 2021 31,469 295,867 (1%) 0% 23.4 735,116 Common Stock
Jason Les Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Feb 2021 25,000 313,617 - - Restricted Stock Units
Jason Les Director Gift of securities by or to the insider at price $ 0.00 per share. 24 Nov 2020 3,000 283,402 (1%) 0% 0 Common Stock, no par value
Jason Les Director Sale of securities on an exchange or to another person at price $ 7.38 per share. 24 Nov 2020 68,500 286,402 (1%) 0% 7.4 505,530 Common Stock, no par value
Benjamin Yi Director Gift of securities by or to the insider at price $ 0.00 per share. 23 Nov 2020 6,500 16,500 (0%) 0% 0 Common Stock, no par value
Benjamin Yi Director Sale of securities on an exchange or to another person at price $ 6.98 per share. 23 Nov 2020 70,000 23,000 (0%) 0% 7.0 488,600 Common Stock, no par value
Benjamin Yi Director Sale of securities on an exchange or to another person at price $ 7.01 per share. 23 Nov 2020 70,000 93,000 (0%) 0% 7.0 490,700 Common Stock, no par value
Remo Mancini Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Nov 2020 471,544 471,544 (1%) 1% 0 Common Stock, no par value
Remo Mancini Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 16 Nov 2020 471,544 0 - - Restricted Stock Unit
Benjamin Yi Director Sale of securities on an exchange or to another person at price $ 3.50 per share. 01 Sep 2020 44,068 163,000 (0%) 0% 3.5 154,238 Common Stock, no par value
Jeffrey G. Mcgonegal Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 28 Aug 2020 104,895 116,895 - - Restricted Stock Units
Jeffrey G. Mcgonegal Chief Executive Officer Payment of exercise price or tax liability using portion of securities received from the company at price $ 3.23 per share. 28 Aug 2020 31,469 222,441 (0%) 0% 3.2 101,645 Common Stock
Jeffrey G. Mcgonegal Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Aug 2020 104,895 253,910 (1%) 0% - Common Stock
Remo Mancini Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2020 819,548 896,048 (3%) - - Common Stock, no par value
Remo Mancini Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2020 819,548 471,544 - - Restriced Stock Unit
Benjamin Yi Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2020 276,090 227,642 - - Restricted Stock Unit
Benjamin Yi Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2020 276,090 276,090 (1%) - - Common Stock, no par value
Benjamin Yi Director Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.59 per share. 13 May 2020 69,022 207,068 (0%) - 1.6 109,745 Common Stock, no par value
Jason Les Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2020 368,120 288,617 - - Restricted Stock Unit
Jason Les Director Payment of exercise price or tax liability using portion of securities received from the company at price $ 1.59 per share. 13 May 2020 55,218 354,902 (1%) - 1.6 87,797 Common Stock, no par value
Jason Les Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 13 May 2020 368,120 410,120 (1%) - - Common Stock, no par value
Remo Mancini Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2020 471,544 1,367,592 - - Restricted Stock Unit
Benjamin Yi Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2020 227,642 503,732 - - Restricted Stock Unit
Jason Les Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Feb 2020 288,617 698,737 - - Restricted Stock Units
Jeffrey G. Mcgonegal Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2020 209,790 370,868 - - Restricted Stock Units
Jeffrey G. Mcgonegal Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Feb 2020 122,377 161,078 (0%) 0% - Common Stock
Remo Mancini None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Dec 2019 819,548 896,048 - - Restricted Stock Units
Benjamin Yi None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Dec 2019 276,090 276,090 - - Restricted Stock Unit
Jason Les None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Dec 2019 368,120 410,120 - - Restricted Stock Units
Remo Mancini None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Sep 2018 24,000 76,500 (0%) 0% 0 Common Stock
Remo Mancini None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Sep 2018 24,000 24,000 - - Restricted Stock Unit
Andrew Kaplan None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Sep 2018 12,000 41,500 (0%) 0% 0 Common Stock
Andrew Kaplan None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Sep 2018 12,000 12,000 - - Restricted Stock Unit
Jason Les None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Sep 2018 12,000 42,000 (0%) 0% 0 Common Stock
Jason Les None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Sep 2018 12,000 12,000 - - Restricted Stock Unit
Robby Chang Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Sep 2018 12,000 12,000 - - Restricted Stock Unit
Robby Chang Chief Financial Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 20 Sep 2018 12,000 72,000 (0%) 0% 0 Common Stock
Remo Mancini None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Mar 2018 7,500 52,500 (0%) 0% 0 Common Stock
Andrew Kaplan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Mar 2018 7,500 29,500 (0%) 0% 0 Common Stock
Jason Les None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Mar 2018 7,500 30,000 (0%) 0% 0 Common Stock
John O'Rourke Director, President, CEO, Chairman Sale of securities on an exchange or to another person at price $ 28.45 per share. 29 Dec 2017 19,583 39,500 (0%) 0% 28.4 557,136 Common Stock
John O'Rourke Director, President, CEO, Chairman Sale of securities on an exchange or to another person at price $ 28.90 per share. 29 Dec 2017 10,800 12,500 (0%) 0% 28.9 312,120 Common Stock
Michael M. Beeghley Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Nov 2017 40,000 177,918 (3%) 0% 0 Common Stock
John O'Rourke Director, President, CEO, Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Nov 2017 344,000 44,750 (0%) 6% 0 Common Stock
John O'Rourke Director, President, CEO, Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Nov 2017 100,000 8,334 - - Option
Jeffrey G. Mcgonegal Chief Financial Officer Other type of transaction at price $ 0.00 per share. 18 Oct 2017 21,000 1,428 - - Stock Option (Right to Buy)
Jeffrey G. Mcgonegal Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Oct 2017 5,000 714 (0%) 0% 0 Common Stock
Michael M. Beeghley Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2017 50,000 43,585 (0%) 0% 0 Common Stock
John O'Rourke None Grant, award, or other acquisition of securities at price $ 0.00 per share. 27 Sep 2017 75,000 23,126 (0%) 1% 0 Common Stock
Andrew Kaplan None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Aug 2017 10,000 2,916 (0%) 0% 0 Common Stock
Mike Dai None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Aug 2017 20,000 7,499 (0%) 0% 0 Common Stock
Michael M. Beeghley Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Aug 2017 40,000 24,999 (0%) 0% 0 Common Stock
John O'Rourke None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Aug 2017 30,000 12,916 (0%) 0% 0 Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Other type of transaction at price $ 0.00 per share. 30 Jun 2017 67,172 0 - - Stock Option (Right to Buy)
Jeffrey G. Mcgonegal Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2017 20,000 20,000 (0%) 0% 0 Common Stock
Michael M. Beeghley Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Apr 2017 20,000 20,000 - - Stock Option (Right to Buy)
Stephen T. Lundy Director, President, CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2017 20,000 20,500 (0%) 0% 0 Common Stock
Mike Dai None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2017 20,000 20,000 (0%) 0% 0 Common Stock
Michael M. Beeghley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2017 70,000 70,000 (1%) 1% 0 Common Stock
John O'Rourke None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Feb 2017 35,000 35,000 (0%) 0% 0 Common Stock
Barry Charles Honig Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 4.22 per share. 04 Jan 2017 4,000 443,585 (9%) 0% 4.2 16,880 Common Stock
Barry Charles Honig Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Dec 2016 1,600 481,269 - - Common Stock
Barry Charles Honig Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Dec 2016 1,000 479,669 - - Common Stock
Barry Charles Honig Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Dec 2016 1,000 478,669 - - Common Stock
Barry Charles Honig Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Dec 2016 7,484 477,669 - - Common Stock
Barry Charles Honig Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Dec 2016 18,731 500,000 - - Common Stock
Michael M. Beeghley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Nov 2016 14,000 14,000 - - Stock Option (Right to Buy)
Michael M. Beeghley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Nov 2016 2,333 2,333 - - Stock Option (Right to Buy)
Barry Charles Honig Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2016 6,086 439,185 - - Common Stock
Barry Charles Honig Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2016 2,228 391,387 - - Common Stock
Barry Charles Honig Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2016 13,400 13,400 - - Common Stock
Barry Charles Honig Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2016 28,935 433,099 - - Common Stock
Barry Charles Honig Ten Percent Owner Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Sep 2016 12,777 404,164 - - Common Stock
Richard J Whitcomb Senior Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Sep 2016 35,000 35,000 - - Stock Option (Right to Buy)
Susan Evans None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 May 2016 14,000 14,000 - - Stock Option (Right to Buy)
Jeffrey G. Mcgonegal Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 May 2016 42,000 42,000 - - Stock Option (Right to Buy)
Gail S. Schoettler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 May 2016 21,000 21,000 - - Stock Option (Right to Buy)
Daryl J. Faulkner None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 May 2016 14,000 14,000 - - Stock Option (Right to Buy)
David E. Welch None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 May 2016 14,000 14,000 - - Stock Option (Right to Buy)
Stephen T. Lundy Director, President, CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 May 2016 86,000 86,000 - - Stock Option (Right to Buy)
Stephen A. Williams None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 May 2016 14,000 14,000 - - Stock Option (Right to Buy)
Susan Evans None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2015 53,000 53,000 - - Stock Option (Right to Buy)
Jeffrey G. Mcgonegal Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2015 148,000 148,000 - - Stock Option (Right to Buy)
Gail S. Schoettler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2015 79,000 79,000 - - Stock Option (Right to Buy)
John H. Landon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2015 53,000 53,000 - - Stock Option (Right to Buy)
Daryl J. Faulkner None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2015 53,000 53,000 - - Stock Option (Right to Buy)
David E. Welch None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2015 53,000 53,000 - - Stock Option (Right to Buy)
Stephen T. Lundy Director, President, CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2015 303,000 303,000 - - Stock Option (Right to Buy)
Donald R. Hurd SVP & Chief Commercial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2015 50,000 50,000 - - Stock Option (Right to Buy)
Stephen A. Williams None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2015 53,000 53,000 - - Stock Option (Right to Buy)
Donald R. Hurd SVP & Chief Commercial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Apr 2014 35,000 50,000 - - Common Stock
Susan Evans None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2014 34,000 34,000 - - Stock Option (Right to Buy)
Jeffrey G. Mcgonegal Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2014 87,000 87,000 - - Stock Option (Right to Buy)
Gail S. Schoettler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2014 51,000 51,000 - - Stock Option (Right to Buy)
John H. Landon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2014 34,000 34,000 - - Stock Option (Right to Buy)
Daryl J. Faulkner None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2014 34,000 34,000 - - Stock Option (Right to Buy)
David E. Welch None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2014 34,000 34,000 - - Stock Option (Right to Buy)
Stephen T. Lundy Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2014 178,000 178,000 - - Stock Option (Right to Buy)
Donald R. Hurd SVP, Chief Commerical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2014 89,000 89,000 - - Stock Option (Right to Buy)
Stephen A. Williams None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Jan 2014 34,000 34,000 - - Stock Option (Right to Buy)
Stephen A. Williams None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 May 2013 41,333 41,333 - - Stock Option (Right to Buy)
Susan Evans None Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2013 2,000 2,000 - - Stock Option (Right to Buy)
Jeffrey G. Mcgonegal Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2013 67,000 67,000 - - Stock Option (Right to Buy)
Gail S. Schoettler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2013 40,000 40,000 - - Stock Option (Right to Buy)
John H. Landon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2013 26,000 26,000 - - Stock Option (Right to Buy)
Daryl J. Faulkner None Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2013 26,000 26,000 - - Stock Option (Right to Buy)
David E. Welch None Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2013 26,000 26,000 - - Stock Option (Right to Buy)
Stephen T. Lundy Director, CEO and President Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2013 137,000 137,000 - - Stock Option (Right to Buy)
Donald R. Hurd SVP, Chief Commerical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Jan 2013 69,000 69,000 - - Stock Option (Right to Buy)
Susan Evans None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jan 2013 48,000 48,000 - - Stock Option (Right to Buy)
Gregory Pusey VP, Investor Relations Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Dec 2012 53,340 53,340 - - Stock Option (Right to Buy)
Jeffrey G. Mcgonegal Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Dec 2012 52,676 52,676 - - Stock Option (Right to Buy)
Gail S. Schoettler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Dec 2012 43,340 43,340 - - Stock Option (Right to Buy)
John H. Landon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Dec 2012 17,806 17,806 - - Stock Option (Right to Buy)
Daryl J. Faulkner None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Dec 2012 45,004 45,004 - - Stock Option (Right to Buy)
David E. Welch None Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Dec 2012 33,340 33,340 - - Stock Option (Right to Buy)
Stephen T. Lundy Director, CEO and President Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Dec 2012 99,336 99,336 - - Stock Option (Right to Buy)
Donald R. Hurd SVP, Chief Commerical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 11 Dec 2012 40,000 40,000 - - Stock Option (Right to Buy)
Donald R. Hurd SVP, Chief Commerical Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 21 Sep 2012 15,000 15,000 - - Common Stock
Donald R. Hurd SVP, Chief Commerical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Sep 2012 10,000 10,000 - - Stock Option (Right to Buy)
Gail S. Schoettler None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Aug 2012 2,500 3,000 - - Common Stock
Gregory Pusey Director, Vice President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Jun 2012 2,000 21,704 - - Common Stock
Stephen T. Lundy Director, President, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Jun 2012 4,000 4,000 - - Common Stock
Michael R. Merson None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 29 Jun 2012 1,000 1,180 - - Common Stock
Jeffrey G. Mcgonegal Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 28 Jun 2012 5,000 13,072 - - Common Stock
Stephen T. Lundy Director, President, CEO Other type of transaction at price $ 0.00 per share. 02 May 2012 12,834 67,166 - - Stock Option (Right to Buy)
Stephen T. Lundy Director, President, CEO Other type of transaction at price $ 0.00 per share. 02 May 2012 5,563 12,437 - - Stock Option (Right to Buy)
Stephen T. Lundy Director, President, CEO Other type of transaction at price $ 0.00 per share. 02 May 2012 37,658 42,342 - - Stock Option (Right to Buy)
Gregory Pusey Director, Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Apr 2012 40,000 40,000 - - Stock Option (Right to Buy)
Jeffrey G. Mcgonegal Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Apr 2012 40,000 40,000 - - Stock Option (Right to Buy)
Stephen T. Lundy Director, President, CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Apr 2012 75,000 75,000 - - Stock Option (Right to Buy)
Erik Miller VP Marketing & Bus Development Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Apr 2012 15,000 15,000 - - Stock Option (Right to Buy)
Gail S. Schoettler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Apr 2012 15,000 15,000 - - Stock Option (Right to Buy)
Mark J. Ratain None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Apr 2012 10,000 10,000 - - Stock Option (Right to Buy)
John H. Landon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Apr 2012 10,000 10,000 - - Stock Option (Right to Buy)
Daryl J. Faulkner None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Apr 2012 10,000 10,000 - - Stock Option (Right to Buy)
David E. Welch None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Apr 2012 10,000 10,000 - - Stock Option (Right to Buy)
Douglas I. Hepler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Apr 2012 10,000 10,000 - - Stock Option (Right to Buy)
Michael R. Merson None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Apr 2012 10,000 10,000 - - Stock Option (Right to Buy)
Jeffrey G. Mcgonegal Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Dec 2011 3,625 48,431 - - Common Stock
Gregory L. Bennett SVP Manufacturing & Prod Dev Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jul 2011 200,000 200,000 - - Stock Option (Right to Buy)
Stephen T. Lundy Director, CEO and President Grant, award, or other acquisition of securities at price $ 0.00 per share. 08 Jul 2011 400,000 400,000 - - Stock Option (Right to Buy)
Erik Miller VP Marketing & Bus Development Grant, award, or other acquisition of securities at price $ 0.00 per share. 17 Jan 2011 200,000 200,000 - - Stock Option (Right to Buy)
Gregory Pusey Director, VP, Investor Relations Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2011 50,000 50,000 - - Stock Option (Right to Buy)
Jeffrey G. Mcgonegal Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2011 50,000 50,000 - - Stock Option (Right to Buy)
Gail S. Schoettler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2011 75,000 75,000 - - Stock Option (Right to Buy)
Mark J. Ratain None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2011 50,000 50,000 - - Stock Option (Right to Buy)
John H. Landon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2011 50,000 50,000 - - Stock Option (Right to Buy)
Daryl J. Faulkner None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2011 50,000 50,000 - - Stock Option (Right to Buy)
David E. Welch None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2011 50,000 50,000 - - Stock Option (Right to Buy)
Douglas I. Hepler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2011 50,000 50,000 - - Stock Option (Right to Buy)
Gregory L. Bennett SVP Manufacturing & Prod Dev Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2011 50,000 50,000 - - Stock Option (Right to Buy)
Stephen T. Lundy Director, CEO and President Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2011 90,000 90,000 - - Stock Option (Right to Buy)
Michael R. Merson None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2011 50,000 50,000 - - Stock Option (Right to Buy)
Mark A. Colgin Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2011 10,000 10,000 - - Stock Option (Right to Buy)
Jeffrey G. Mcgonegal Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Jul 2010 15,000 239,031 - - Common Stock
Douglas I. Hepler None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Mar 2010 50,000 0 - - Stock option (Right to Buy)
Douglas I. Hepler None Sale of securities on an exchange or to another person at price $ 0.00 per share. 30 Mar 2010 17,700 41,300 - - Common Stock
Douglas I. Hepler None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 30 Mar 2010 50,000 59,000 - - Common Stock
Stephen T. Lundy Director, CEO and President Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Mar 2010 400,000 400,000 - - Stock Option (Right to Buy)
Gregory Pusey Director, Vice Chair Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jan 2010 50,000 50,000 - - Option - Right to Buy
Jeffrey G. Mcgonegal Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jan 2010 50,000 50,000 - - Option - Right to Buy
Gail S. Schoettler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jan 2010 50,000 50,000 - - Option - Right to Buy
Mark J. Ratain None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jan 2010 50,000 50,000 - - Option - Right to Buy
John H. Landon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jan 2010 50,000 50,000 - - Option - Right to Buy
Daryl J. Faulkner Director, CEO and Executive Chairman Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jan 2010 125,000 125,000 - - Option - Right to Buy
Robert F. Caspari COO & Chief Medical Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jan 2010 50,000 50,000 - - Option - Right to Buy
David E. Welch None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jan 2010 50,000 50,000 - - Option - Right to Buy
Douglas I. Hepler None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jan 2010 50,000 50,000 - - Option - Right to Buy
Gregory L. Bennett SVP - Manufacturing & Prod Dev Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jan 2010 50,000 50,000 - - Option - Right to Buy
Michael R. Merson None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jan 2010 50,000 50,000 - - Option - Right to Buy
Mark A. Colgin Chief Scientific Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jan 2010 50,000 50,000 - - Option -Right to Buy
Douglas I. Hepler None Sale of securities on an exchange or to another person at price $ 0.00 per share. 30 Dec 2009 5,000 9,000 - - Common Stock
Gregory Pusey Other Other type of transaction at price $ 0.00 per share. 16 Dec 2009 1,302 6,409 - - Common Stock
Gregory Pusey Other Other type of transaction at price $ 0.00 per share. 16 Dec 2009 20,000 13,636 - - Common Stock
Gregory Pusey Other Other type of transaction at price $ 0.00 per share. 16 Dec 2009 2,520 60,433 - - Common Stock
Gregory Pusey Other Other type of transaction at price $ 0.00 per share. 16 Dec 2009 109,935 736,276 - - Common Stock
Gregory Pusey Other Other type of transaction at price $ 0.00 per share. 16 Dec 2009 259,101 33,636 - - Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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